A LIMITED-SEAT INVESTMENT FORUM

^*The lending of securities is not guaranteed, and the lending fee may vary depending on market conditions. OCBC Securities will only borrow your securities based on prevailing market demand, and there may be instances where some or all of your securities are not lent out.

This event is sponsored by OCBC Securities.
This advertisement has not been reviewed by the Monetary Authority of Singapore.
Trading in capital markets products and borrowing to finance transactions (including, but not limited to leveraged trading or gearing) can be very risky, and you may lose all or more than the amount invested or deposited. Where necessary, please seek advice from an independent financial adviser regarding the suitability of any trade or capital markets product, taking into account your investment objectives, financial situation, or particular needs before making a commitment to trade or purchase the capital markets product. In the event that you choose not to seek advice from a financial adviser, you should consider whether the capital markets product is suitable for you. You should carefully consider and exercise caution in making any trading decision whether or not you have received advice from any financial adviser.

All views or information expressed or provided by the speakers during or in relation to the event belong to and are that of the speakers and are for information purposes only. They do not take into account the specific objectives, financial situation or particular needs of any particular person. You should not make any decisions without independently verifying or assessing the contents.

The information provided herein or during the event does not take into consideration your investment objectives, financial situation, and particular needs. Any reference to a company, financial product or asset class is used for illustrative purposes only. Where any graph, chart, formula or device is included, there may be limitations and difficulties in respect of its use. Where any historical information is included, past performance is not necessarily indicative of future performance. OCBC Securities Private Limited (“OCBC Securities”) makes no representations or warranties (including as to the accuracy, timeliness or adequacy) in respect of any information provided herein or during the event, and it should not be relied upon as such. Such information should not be construed as personal trading recommendations or financial advisory in any manner from OCBC Securities. OCBC Securities does not undertake any obligation to update the information or to correct any inaccuracy that may become apparent at a later time. Whilst the information contained herein or during the event has been compiled from sources believed to be reliable and we have taken all reasonable care to ensure that the information shared during the event is not untrue or misleading at the time of publication, we cannot guarantee and we make no representation as to its accuracy or completeness, and you should not act on it without first independently verifying its contents. OCBC Securities shall not be responsible for any loss or damage howsoever arising, directly or indirectly, as a result of any person acting on any information provided herein or during the event.

Oversea-Chinese Banking Corporation Limited (“OCBC Bank”), OCBC Securities, and their respective related companies, their respective directors and/or employees (collectively “Related Persons”) may or might have in the future, interests in the investment products or the issuers mentioned herein. Such interests include effecting transactions in such investment products, and providing broking, investment banking and other financial or securities related services to such issuers as well as other parties generally. OCBC Bank, OCBC Securities, and their Related Persons may also be related to, and receive fees from, providers of such investment products. There may be conflicts of interest between OCBC Bank and OCBC Securities, or other members of the OCBC Group, and any of the persons or entities mentioned during this event, of which OCBC Bank and its analyst(s), or OCBC Securities, are not aware of due to OCBC Bank’s Chinese Wall arrangement.

The information provided herein is intended for general circulation and/or discussion purposes only and may not be published or circulated in whole or in part without our prior consent.

Risk warning for Share Financing
Borrowing to finance the trading of securities (leveraging/gearing) carries a high degree of risk. If the value of the collaterals declines substantially, falling below the maintenance margin requirement, you may be called upon to deposit substantial additional funds on short notice in order to maintain your position. If you fail to comply with a request for additional funds or reduce your loan within the specified time, your position may be liquidated at a loss and you will be liable for any resulting deficit in your account.

Risk Warning for Lending Securities
It is important that you fully understand the risks involved in enabling OCBC Securities Private Limited (“OSPL”) to borrow, on-lend or deliver your securities for OSPL’s discharge of OSPL’s delivery obligations of such securities to third parties. These risks include the following: (a) the borrowing and on-lending of your securities will be on a title transfer basis, which will necessarily mean that you will lose your ownership rights (including voting rights) and title to the same. In its place, you shall only have a right to request for the return of equivalent securities from OSPL; (b) where OSPL may, where relevant, have contractually agreed to use its reasonable endeavours to arrange for any voting rights to be exercised in accordance with your instructions, there is no assurance that such rights will be exercised as you wish, given that you are not entitled to personally exercise any voting rights attached to the securities lent to OSPL during the period of the loan. Therefore, where a significant corporate action or vote occurs while the securities are on loan, you may be unable to personally vote in accordance with your desired outcome or participate in the vote. Where you request for the return of the securities to you for voting, there is a risk that the securities may not be returned in time for you to exercise any voting rights; (c) your claim for the return of equivalent securities is a contractual claim against OSPL. OSPL will provide collateral to secure the obligation to return equivalent securities. Such collateral may be held by OSPL (itself or through any sub-custodian) and may be commingled together with other clients of OSPL on an aggregated and/or omnibus basis, but your interest in such collateral may not be identifiable by separate certificates or other documents or records; (d) there is a risk that any return of equivalent securities by OSPL may not occur on time for various reasons including due to settlement failures, operational errors, or disruptions in market infrastructure. OSPL may also have the right, in certain circumstances such as in an event of your insolvency, to convert the obligation to return equivalent securities to pay you the aggregate market value of the same; and (e) insofar as you will receive manufactured dividends, you may be required to treat the entire amount as income for tax purposes.